Major role is to create the most effective workflow by suggesting and leading others in the various situation to accomplish:1) To enhance the processes prepared for the set-up 2) To developed the products to enhance the products/system 3) To assist sales
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Compliance Officer
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¡üProvide support and advise regarding Compliance issues for the Equities¡¥Research and Private Banking Department¡¥¡üMonitoring of dealings for the above departments¡¤ revision of solicitation materials and on-going sales status¡¥¡üOther Compliance tasks includ